Shelly Slattery - VP of Compliance and Supervision

Shelly Slattery - VP of Compliance and Supervision

Phone: 612-435-0039
E-mail:
 

Shelly Slattery is responsible for supervising and supporting the advisors in the areas of compliance, operations and training for Diversified Wealth Management.

Shelly has been in the financial services banking industry for more than 27-years focusing on comprehensive operations, compliance and management.  Shelly is responsible for all operational and compliance supervision for the Office of Supervisory Jurisdiction (OSJ) at DWM.    She provides transition assistance and ongoing service and support for the DWM representatives.   Shelly also ensures that policies and procedures are effectively communicated and conducts field audits and facilitates all trade and account reviews.

Her experience, attention to detail and overall understanding of the industry enables her to be an integral part of Diversified Wealth Management team.  Shelly holds her Series 7, 24, 53 and 63 licenses and a Minnesota Insurance Producers License for VA, Accident/Health & Life.

Shelly lives in Golden Valley with her husband Dave and their three children.